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LEGAL REQUIREMENTS IN ESTABLISHING A
BROKING FIRM.
ABSTRACT
This work discusses
legal requirements in establishing a broking firm. A hundred and twenty
questionnaires were shared amongst stock brokers from selected stock broking
agencies. . Interviews and surveys were also conducted.
Primary and
secondary data were used the analysis. Both frequency distribution and
regression analysis were used.
It was observed
therefore that legal requirements have a significant impact on the establishment
of broking firms. There is a relationship between legal requirements and the
establishment of broking firms.
The work is made
of five chapters with bibliography and list of references
TABLE OF CONTENT:
CHAPTER ONE
INTRODUCTION
1.1
Background of the Study
1.2
Statement of the
Research Problem
1.3
Objectives of the Study
1.4
Significance of the
Study
1.5
Research Questions
1.6
Research Hypothesis
1.7
Conceptual and
Operational Definition
1.8
Assumptions
1.9
Limitations of the Study
CHAPTER TWO
LITERATURE
REVIEW
2.1
Sources of Literature
2.2
The Review
2.3
Summary of Literature
Review
CHAPTER
THREE
RESEARCH
METHODOLOGY
3.1
Research Method
3.2
Research Design
3.3
Research Sample
3.4
Measuring Instrument
3.5
Data Collection
3.6
Data Analysis
3.7
Expected Result
CHAPTER
FOUR
DATA
ANALYSIS AND RESULTS
4.1
Data Analysis
4.2
Results
4.3
Discussion
CHAPTER
FIVE
SUMMARY
AND RECOMMENDATIONS
5.1
Summary
5.2
Recommendations for
Further Study
Bibliography
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